National Atmospheric Emissions Inventory

4. National Air Quality Strategy Pollutants

4.1 Introduction

The National Air Quality Strategy was published in 1997 and sets out a framework of standards and objectives for the pollutants of most concern (SO2, PM10, NOx, CO, lead, benzene, 1,3-butadiene and tropospheric ozone) with the aim of reducing the number and extent of episodes of air pollution, both in summer and winter. It identifies air quality standards for 8 priority pollutants based on the recommendations of EPAQS or WHO guidance where no EPAQS recommendation exists. Specific objectives set out the degree of compliance with each standard to be achieved by the year 2005.

Local authorities in the UK have a duty, under the 1995 Environment Act: Part IV, to review and assess air quality in their areas. The Air Quality Regulations 1997 define a staged process of review and assessment on the basis of guidance provided by DETR. The first stage primarily involves the collection of existing data on air quality measurements and emission sources for the 8 pollutants of interest in the NAQS. These data are then used to define whether there is likely to be an air quality problem in 2005, the attainment date for the Strategy. The second and third stages require the use of increasingly sophisticated monitoring and modelling tools to identify hotspots of pollution and to determine whether these will meet the relevant air quality objectives.

The NAEI is being used as an important source of data for the compilation of appropriate local inventories. Table 4.1 summarises the total 1996 emissions of the 8 priority pollutants covered by the NAQS.

Table 4.1 Total UK Emissions of NAQS Pollutants

Pollutant Total 1996 emission (kt)
Sulphur dioxide 2028
Nitrogen oxides 2060
PM10 213
Carbon Monoxide 4645
Lead 1.36
Benzene 41.33
1,3 Butadiene 10.6
Tropospheric Ozone NS1

1 No significant ozone emissions from anthropogenic sources

The following sections provide a discussion of the UK emissions for particulate matter and carbon monoxide whilst a full discussion of the other pollutants is included in other chapters of this report as indicated in Table 4.2.

Table 4.2 Location of Emissions and Discussion of NAQS Pollutants

Pollutant Location
Sulphur dioxide Chapter 5: Acidifying Gases & Ozone Precursors
Nitrogen oxides Chapter 5: Acidifying Gases & Ozone Precursors
PM10 Chapter 4: NAQS Pollutants
Carbon Monoxide Chapter 4: NAQS Pollutants
Lead Chapter 6: Toxic Pollutants
Benzene Chapter 5: Acidifying Gases & Ozone Precursors
1,3 Butadiene Chapter 5: Acidifying Gases & Ozone Precursors
Tropospheric Ozone Chapter 5: Acidifying Gases & Ozone Precursors

4.2 Particulate Matter

4.2.1 Introduction

Historically, interest in particulate matter focused mainly on smoke which can cause health problems especially in combination with other pollutants. The classic example was emissions of smoke and sulphur dioxide leading to the London smogs in the 1950s and early 1960s when several thousand excess deaths were recorded. Smoke emissions have fallen significantly as a result of the Clean Air Act eliminating domestic coal combustion in many urban areas. However, there is increasing interest in the measurement of fine particulates, such as those arising from the combustion of diesel in the transport sector, and aerosol concentrations in the atmosphere from other sources which may have harmful effects. Recent epidemiological evidence is also linking concentrations of particles in the atmosphere with human health effects. Indeed, current ambient mass concentrations are thought to be sufficient to lead to increased mortality and morbidity (EPAQS, 1995).

For many years the monitoring of particulate levels was based on the measurement of Black Smoke. Levels were estimated using a simple non-gravimetric reflectance method in which air is sampled through a filter and the resulting blackening measured. The method was calibrated for domestic coal smoke. When most of the emissions come from coal combustion the blackening should be roughly proportional to the mass concentrations. In the 50s and 60s, domestic coal combustion was the dominant source of black smoke and hence this method gave an indication of the concentration. The NAEI estimates of black smoke emissions were extended in 1988 to include emissions from all fuel combustion. Prior to 1988 only emissions from coal combustion had been estimated and published in the DOE Digest of Environmental Statistics. However, there have been no recent emission measurements to confirm these factors are still accurate.

Smoke from different sources has a different blackening effect and so there is no simple relationship between black smoke and the mass of particulate emissions. For example, typically diesel emissions have a blackening effect three times greater, mass for mass, than coal emissions, while petrol emissions are effectively an order of magnitude less. As black smoke is such a poor indicator of the concentrations of particulates in the atmosphere current interest and the NAQS is focused on PM10 (particulate matter less than 10mm) and smaller size fractions (EPAQS, 1995).

Particles can vary widely in size and composition. Particles larger than about 30 mm fall rapidly under gravity and those larger than about 100 mm fall out of the atmosphere so rapidly they are not usually considered. At the other end of the size scale are particles less than a thousandth of a mm which are so small they do not fall under gravity appreciably, but coagulate to form larger particles that then are removed from the atmosphere.

The US PM10 standard was a monitoring standard designed to measure the mass of particles less than 10 mm in size (more strictly, particles that pass through a size selective inlet with a 50% efficiency cut-off at 10 mm aerodynamic diameter). This corresponds to the International Standards Organisation thoracic convention for classifying those particles likely to be inhaled into the thoracic region of the respiratory tract. The epidemiological evidence on the effects of particulates shows good correlation between PM10 concentrations and mortality or morbidity (EPAQS, 1995). Therefore there is increasing interest in PM10 in the UK and around the world. PM10 measurements are now being made in the UK (Bower et al, 1994, 1995 a&b) and their emissions have been included in the NAEI since 1995.

For completeness the following sections present emission estimates for Black Smoke, PM10 and some preliminary estimates for PM2.5. PM1.0 and PM0.1 are also discussed.

4.2.2 Black Smoke

The UK emissions of black smoke are shown in Table 4.3. Emissions have declined over the period 1970-1996 by 68%. The main reason for the reduction is the decline in the use of solid fuels in the domestic sector. Up until the late eighties, domestic emissions were the most important contribution to the total, however since then emissions from road transport have dominated and currently account for 58% of the total. Road transport emissions have risen by a factor of 2 since 1970 and these are largely composed of emissions from diesel engines. Road transport emissions have declined since 1992 due to stricter regulations on diesel engines. Emissions from off-road sources have been estimated from estimates of the amount of diesel oil and petrol consumed by these machines. The emissions account for around 9% of the UK total. The small decline in agricultural emissions in 1993 is due to the banning of stubble burning.

Table 4.3 UK Emissions of Black Smoke by UNECE1 Source Category and Fuel (kt)

  1970 1975 1980 1985 1990 1993 1994 1995 1996 1996%
By UNECE Category
Comb. in Energy Prod & Transf. 39 37 33 31 37 35 41 25 24 7%
Comb. in Comm/Inst/Resid/Agri
    Domestic 770 426 316 285 137 127 93 63 67 20%
    Other 12 8 8 6 4 4 4 3 3 1%
Combustion in Industry 44 29 21 14 14 14 13 11 10 3%
Production Processes 1 0 0 0 0 0 0 0 0 0%
Extr./Distrib. of Fossil Fuels 0 0 0 0 0 0 0 0 0 0%
Solvent Use 0 0 0 0 0 0 0 0 0 0%
Road Transport 99 107 117 141 207 210 214 203 197 58%
Other Transp & Mach.
    Off-Road 42 41 36 33 29 30 29 27 29 9%
    Other 4 4 4 4 5 4 4 4 4 1%
Waste Treatment & Disp. 44 44 44 44 37 32 24 6 5 2%
Agricult/Forest/Land Use Change 8 8 14 16 10 0 0 0 0 0%
Nature 0 0 0 0 0 0 0 0 0 0%
By Fuel 1063 704 593 574 480 457 422 342 338 100%
Solid 821 460 349 314 168 151 116 84 86 25%
Petroleum 191 193 186 201 259 261 262 248 242 72%
Gas 0 0 0 0 0 0 0 0 0 0%
Non-fuel 51 52 58 60 54 44 44 10 10 3%
Total 1063 704 593 574 480 457 422 342 338 100%

It is likely that emissions of black smoke have fallen more than is indicated by these estimates as a result of improved abatement measures on large combustion plant and stricter regulation on diesel engines. However, little data is available on these control measures, including their effect on the blackening effect of particulates which is crucial to the black smoke inventory, and only the diesel emission reductions have been estimated.

4.2.3 PM10

4.2.3.1 Sources of emissions

PM10 in the atmosphere arises from two sources. The first is the direct emission of particulate matter into the atmosphere from a wide range of sources such as fuel combustion, surface erosion and wind blown dusts and mechanical break-up in, for example, quarrying and construction sites. These are called 'primary' particulates. The second source is the formation of particulate matter in the atmosphere through the reactions of other pollutants such as sulphur dioxide, nitrogen oxides and ammonia to form solid sulphates and nitrates, as well as organic aerosols formed from the oxidation of VOCs. These are called 'secondary' particulates. This inventory only looks at primary sources. For further information on secondary particulate see the third Quality of Urban Air Review Group report (QUARG, 1996).

There is currently a programme sponsored by DETR and SMMT to measure PM10 emissions from road transport. This programme has developed measurement techniques and aims to produce improved PM10 emission factors, particulate characterisation and size distribution.

The main sources of primary PM10 are briefly described below:

4.2.3.2 Emission estimates

Emissions of PM10 are shown in Table 4.4 and Figure 4.2. Emissions of PM10 from the UK have declined since 1970. This is due mainly to the reduction in coal use. Domestic emissions have fallen from 216 tonnes (40% of the total emission) in 1970 to 30 tonnes (14%) in 1996.

The geographical disaggregation of emissions is shown in Figure 4.3. There is a clear distinction between the important sources in rural and urban areas. Indeed, many of the sources do not occur inside towns and cities. While road transport accounts for only 25% of national emissions, it can account for up to 80% of primary emissions in urban areas such as London (Buckingham et al., 1997)

Figure 4.2 UK Emissions of PM10

Figure 4.3 Map(s) of PM10 Emissions



Emissions from electricity generation have also been declining since 1992 despite a 42% growth in the electricity generated between 1970 and 1996. This is due to the move away from coal to natural gas and nuclear power for electricity generation and to improvements in the performance of electrostatic precipitators at coal-fired power stations. Also the installation of flue gas desulphurisation at two power stations will reduce particulate emissions further.

The one sector which has shown significant growth in emissions since 1970 is road transport, its contribution to total UK emissions rising from 9% in 1970 to 25% in 1996. In urban areas with little industrial activity, where public power and industrial processes do not make a significant contribution, the contribution of road transport to emissions will be even higher; for example as much as 77% in London. The main source of road transport emissions is exhaust from diesel engined vehicles. Emissions from diesel vehicles have been growing due to the growth in heavy duty vehicle traffic and the move towards more diesel cars, currently at around 10% of the fleet. Since around 1992, however, emissions from diesel vehicles have been decreasing due to the penetration of new diesel vehicles meeting tighter PM10 emission regulations.

Among the non-combustion and transport sources, the major emissions are from a range of industrial processes and mining and quarrying whose emission rates have remained fairly constant.

Table 4.4 UK Emissions of PM10 by UNECE1 Source Category and Fuel (kt)


  1970 1975 1980 1985 1990 1993 1994 1995 1996 1996%
By UNECE Source
Comb. in Energy Prod & Transf.
    Power Plant 58 54 54 49 57 53 46 36 35 16%
    Refineries 4 4 4 3 3 3 3 3 3 1%
    Other 16 3 2 1 1 0 0 0 0 0%
Comb. in Comm/Inst/Resid/Agri
    Domestic 216 127 98 89 48 47 38 28 30 14%
    Other 19 11 11 10 8 7 7 6 6 3%
Combustion in Industry
    Iron & Steel 9 5 2 1 1 1 1 1 1 1%
    Other 65 38 30 24 24 24 22 19 16 8%
Production Processes
    Industrial Processes 33 32 31 32 32 31 32 32 32 15%
    Quarrying 21 23 20 22 28 24 26 24 24 11%
    Construction 3 3 3 3 4 4 4 4 4 2%
Extr./Distrib. of Fossil Fuels 0 0 0 0 0 0 0 0 0 0%
Solvent Use 0 0 0 0 0 0 0 0 0 0%
Road Transport
    Petrol Exhaust 11 13 16 18 18 14 13 12 11 5%
    DERV 33 35 37 37 45 43 43 40 37 17%
    Non-Exhaust 2 2 3 3 4 4 4 4 4 2%
Other Transp & Mach. 5 5 4 4 4 4 4 4 4 2%
Waste Treatment & Disp. 44 44 46 45 38 33 26 7 6 3%
Agricult/Forest/Land Use Change 0 0 1 1 1 0 0 0 0 0%
Nature 0 0 0 0 0 0 0 0 0 0%
Total 539 400 362 342 314 294 268 220 213 100%

4.2.4 Finer particulates: PM2.5, PM1 and PM0.1

Inventories for PM2.5, PM1 and PM0.1 have been estimated from the PM10 inventory and the mass fractions in these size ranges available for different emission sources and fuel types. A total of 33 different size distributions covering PM2.5 and PM1 emissions from different source sectors were taken from the USEPA (1995) as being applicable to sources in the UK; a fewer number of sectors with size fractions in the PM0.1 range were available from the study by the TNO Institute of Environmental Sciences, Energy Research and Process Innovation in the Netherlands for the Dutch National Institute of Public Health and Environment (RIVM) (TNO, 1997) who produced a particulates emissions inventory for Europe. In general, combustion processes emit a higher proportion of fine particles (<2.5µm) than mechanical sources such as quarrying and construction. Gaseous fuels also tend to emit finer particles than petroleum and solid fuels.

Each of the detailed source sectors for which a PM10 emission is estimated (a total of 139 individual sectors and sub-sectors) were allocated an appropriate size distribution and used to calculate emission inventories for PM2.5, PM1 and PM0.1. The results are shown in Tables 4.5-4.7 in the same format as for the PM10 inventory.

Figures 4.4-4.6 show trends in emissions of each particle size by source sector. The results show a general decline in emissions of each particle size since 1970, but with a slow down in the rate of decline as the particle size decreases. Between 1970 and 1996, UK emissions of PM10 fell by 60%, whereas emissions of PM2.5 fell by 53%, PM1 by 51% and PM0.1 by 34%. Also, there is a gradual change in the relative source contribution with particle size. This is illustrated more clearly in Figure 4.7 which shows the percentage contribution of each sector to PM10, PM2.5, PM1 and PM0.1 emissions in 1970 and 1996. Road transport becomes an increasingly important sector as the particle size decreases. In 1996, it accounted for 25% of PM10 emissions, but 60% of PM0.1 emissions. Emissions from non-combustion sources show the opposite trend.

Table 4.5 UK emissions of PM2.5 by sector (ktonnes) estimated for the mass fraction of particles below 2.5 µm in each sector in the PM10 inventory

Source 1970 1975 1980 1985 1990 1991 1992 1993 1994 1995 1996 1996 as %
Combustion in energy production & transformation 38 32 29 27 32 32 32 29 25 20 20 14%
Commercial, inst. & residential combustion 88 53 43 40 24 26 24 24 20 16 18 13%
Industrial combustion 49 28 21 16 16 17 17 15 14 13 10 8%
Non-combustion processes 38 38 37 38 40 39 38 38 39 39 39 28%
    Industrial processes 31 31 30 30 30 30 30 30 30 30 30 22%
    Mining & quarrying 6 7 6 6 8 7 7 7 8 7 7 5%
    Construction 1 1 1 1 1 1 1 1 1 1 1 1%
Road transport 39 43 47 49 57 56 54 52 50 47 43 31%
    Petrol exhaust 9 10 12 14 14 13 12 11 10 9 8 5%
    Diesel exhaust 30 31 34 34 41 41 40 39 39 36 33 24%
    Tyre wear 0 0 0 0 0 0 0 0 0 0 0 0%
    Brake wear 1 1 1 1 1 1 1 1 1 2 2 1%
Other transport & machinery 5 5 4 4 4 4 4 4 3 3 3 2%
Waste treatment & disposal 36 36 39 38 32 31 28 27 22 6 5 4%
Total 293 234 220 211 204 204 197 189 173 143 138 100%

Table 4.6 UK Emissions of PM1 by Sector (ktonnes) Estimated for the Mass Fraction of Particles below 1 µm in each Sector in the PM10 Inventory


Source 1970 1975 1980 1985 1990 1991 1992 1993 1994 1995 1996 1996 as %
Combustion in energy production & transformation 22 18 15 14 19 18 20 15 13 11 11 10%
Commercial, institutional & residential combustion 70 41 33 31 19 20 19 18 15 13 14 13%
Industrial combustion 22 13 10 7 6 7 7 6 6 5 4 4%
Non-combustion processes 32 32 32 32 33 32 32 32 33 32 32 30%
    Industrial processes 30 30 30 30 30 30 30 30 30 30 30 28%
    Mining & quarrying 2 2 2 2 2 2 2 2 2 2 2 2%
    Construction 0 0 0 0 0 0 0 0 0 0 0 0%
Road transport 35 38 42 43 50 50 48 46 45 41 38 35%
    Petrol exhaust 7 8 10 11 11 11 10 9 8 7 6 6%
    Diesel exhaust 28 30 32 32 39 39 38 37 36 34 31 29%
    Tyre wear 0 0 0 0 0 0 0 0 0 0 0 0%
    Brake wear 0 0 0 0 0 0 0 0 0 0 0 0%
Other transport & machinery 5 4 4 3 3 3 3 3 3 3 3 3%
Waste treatment & disposal 32 32 35 34 28 28 25 25 19 5 5 5%
Total 219 179 171 166 159 159 154 146 134 111 107 100%

Table 4.7 UK Emissions of PM0.1 by Sector (ktonnes) Estimated for the Mass Fraction of Particles below 0.1 µm in each Sector in the PM10 Inventory

Source 1970 1975 1980 1985 1990 1991 1992 1993 1994 1995 1996 1996 as %
Combustion in energy production & transformation 7 6 5 5 6 6 6 5 5 4 4 10%
Commercial, institutional & residential combustion 6 4 4 4 3 3 3 3 2 2 2 7%
Industrial combustion 8 5 4 3 3 3 3 3 2 2 2 6%
Non-combustion processes 5 5 5 5 5 5 5 5 5 5 5 13%
    Industrial processes 5 5 5 5 5 5 5 5 5 5 5 13%
    Mining & quarrying 0 0 0 0 0 0 0 0 0 0 0 0%
    Construction 0 0 0 0 0 0 0 0 0 0 0 0%
Road transport 19 21 23 23 27 27 26 25 25 23 21 60%
    Petrol exhaust 3 3 4 4 4 4 4 3 3 3 2 7%
    Diesel exhaust 16 17 19 19 23 23 22 22 21 20 18 52%
    Tyre wear 0 0 0 0 0 0 0 0 0 0 0 0%
    Brake wear 0 0 0 0 0 0 0 0 0 0 0 1%
Other transport & machinery 1 1 1 1 1 1 1 1 1 1 1 2%
Waste treatment & disposal 7 7 7 7 6 6 5 5 4 1 1 3%
Total 53 48 48 47 49 50 48 46 43 37 35 100%

The increased contribution of traffic to emissions of the finer particles also explains why the finer particles have shown a smaller fall in UK emissions between 1970 and 1996. It should be noted that for PM0.1 a large proportion of the fall occurred in 1995 due to controls and reductions in emissions from Municipal Solid Waste incinerators. Supplemented by falls in emissions from industrial combustion processes, these reductions in national emissions may have little effect on residential and commercial areas.

Figure 4.4 UK emissions of PM2.5

Figure 4.5 UK emissions of PM1

Figure 4.6 UK emissions of PM0.1

4.2.5 Accuracy of particulate matter estimates

Black smoke emissions are less accurate than those for SO2 due to the nature of the measurement and in particular, the uncertainties in the blackening effect of particle emissions resulting from the combustion of different fuels. Accuracy is likely to be in the range +/-20-25%.

Although the primary emissions inventory for PM10 is continuously being improved, the uncertainties in the emission estimates must still be considered high. These uncertainties stem from uncertainties in the emission factors themselves, the activity data with which they are combined to quantify the emissions and the size distribution of particle emissions from the different sources. There is also the possibility that not all the sources that exist have been considered and some sources which are known to exist have not been quantified because of the lack of relevant data for estimating the emissions.

Emission factors are generally based on a few measurements on an emitting source which is assumed to be representative of the behaviour of all similar sources. Emission estimates for PM10 are based whenever possible on measurements of PM10 emissions from the source, but sometimes measurements have only been made on the mass of total particulate matter and it has been necessary to convert this to PM10 based on the size distribution of the sample collected.

It is not possible to quantify the accuracy of the national emission estimates, but it is possible to give a qualitative indication of the overall reliability of the estimates and to rank them by source sector. In order of decreasing reliability of emission estimates, the ranking by source is broadly:

1) Road transport
2) Stationary combustion
3) Industrial processes
4) Mining & quarrying and construction.

The most reliable emission estimates are from diesel cars and are based on a number of detailed measurements. Contributions from sources such as mining and quarrying and construction are subject to great uncertainty.

Although the major sources are thought to be included in the national PM10 inventory, there are still some sources which have not been included either because of lack of data on emission factor measurements for conditions pertinent to the UK or because of lack of appropriate activity data. Sources that are notably missing from the inventory are:


The approach adopted for estimating emissions of the smaller particle sizes, while it is currently the only one available, includes a number of assumptions and uncertainties. The approach depends on the PM10 emission rates estimated for each sector which themselves have great uncertainties. The inventories for the smaller particles will be even more uncertain as there are additional uncertainties in the size fractions and their applicability to individual emission source sectors. The relevance of US and Dutch size fraction data to UK emission sources can also be questioned. The figures should give a good indication of the finer particle sources and the relative magnitude of emissions, but there is clearly a need for more measurements of emission rates and particle size distributions of UK sources.